KYC file completeness
Is every required document actually present and current, continuously — not just checked once at onboarding.
NORA Compliance — A Solution Family Within NORA
Does what actually happens match the rules
you’ve already approved?
Policies get approved, controls get designed — then the real process quietly drifts. NORA Compliance keeps it
continuously evidenced and defensible, not a scramble before the next review.
The Real Problem
The gap isn’t “are we audit-ready.”
It’s whether the real process follows the rules
Most compliance failures don’t start with a bad rule — they start when execution drifts.
Evidence becomes fragmented, controls lose visibility, and exceptions surface only when the review begins.
Receive signal
The real operational event — not a sample pulled later.
Rule Compare
Matched against the policy you've actually approved.
Validate
Confirm it's a genuine match, not a false positive.
Flag or act
Automatically where it's safe to; routed where it isn't.
Escalate
Genuine exceptions go to a named, accountable person.
Keep record
A traceable evidence trail, kept continuously.
Receive signal
Compare to rule
Validate
Flag or act
Escalate
Keep record
Workflows This Family Covers
Workflows where an AI decision has to be
evidenced and defensible against a rule.
Transaction-exception review
Flagged transactions checked against the approved policy, with a traceable reason recorded for every disposition.
Policy adherence monitoring
The live process checked against the policy that was actually approved, on an ongoing basis — whichever framework applies.
Built for those who set the rules and those who must prove they’re followed
NORA Compliance is qualified and bought the same way as every NORA engagement through the people who own the problem, the rules, the systems, and the risk sign-off, not through a self-serve sign-up.
COO · BU CEO · Head of Operations · Shared Services Leader
Owns the problem, the budget, and the baseline KPI.
Operations Manager · Risk or Compliance Lead · Process Specialist
Owns the rules, the exceptions, and validation.
CIO · CTO · Head of Digital · Data/AI Leader
Owns system access, architecture, and production sponsorship.
Chief Information Security · Data Protection · Legal · Internal Audit
Owns control requirements, evidence, and approval.
Show Up
Across Sectors
BFSI
KYC, transaction monitoring
Insurance
Policy & underwriting adherence
Healthcare
HIPAA-driven process monitoring
ESG & Climate Finance
Governance modernization
Public sector & regulated utilities
Policy conformance
Not a tool you explore on your own. A workflow we industrialize with you.
Evaluation, controls, evidence, and traceability are part of this model from Workflow Qualification onward — the same standard as every other NORA engagement, applied to compliance-grade workflows specifically.
Workflow Qualification & Production Design
1-3 weeks
Map approved rules, surface exceptions, and leave with baseline KPIs plus a clear build, redesign, or stop decision.
Optional Rapid Solution Proof
2-5 days
One bounded, AI-enabled compliance workflow live in your environment — connected to the systems where the evidence and the risk actually sit, with agreed controls.
Production Deployment
6-10 weeks
One bounded, AI-enabled compliance workflow live in your environment — connected to the systems where the evidence and the risk actually sit, with agreed controls.
Operate & Optimize
Ongoing* 12-month default
Quality, exceptions, cost, and controls managed continuously, with regular KPI review against the baseline — not a once-a-year re-scan.
Scale
3-9 months
The proven pattern replicated to adjacent policies, business units, or frameworks once it's working.
What Production Deployment Actually Build
Turning approved policy into a running check — not a static document
Control mapping to requirements
Policies and regulations translated into testable controls traceable to source clauses.
Continuous consistency checks
Live processes continuously checked against controls, not only during reviews.
Evidence capture at the source
System evidence automatically captured, timestamped, and mapped to supporting controls.
Exception routing with a trail
Findings routed to an owner with evidence and reasoning for defensible resolution.
Reporting output, not the product
Compliance and audit reports generated on demand from live workflows before a review.
Our Solutions
Experience unparalleled service and expertise with our skilled development team.
Info Security & Assurance
ISO/IEC 27001:2022 & Annex A (93 controls)
SOC 2 Type I & II
(AICPA Trust Services Criteria)
(AICPA Trust Services Criteria)
NIST CSF 2.0 & SP 800-53
PCI DSS v4.0
ISO/IEC 27017 & 27018
(cloud & cloud privacy)
(cloud & cloud privacy)
Privacy & Data Protection
EU GDPR (Regulation 2016/679) & UK GDPR
RoPA (Art. 30) & DPIAs (Art. 35)
Breach notification workflows (Arts. 33–34)
ISO/IEC 27701 Privacy Information Management
HIPAA Security & Privacy Rules
Financial Services Supervision
MAS Technology Risk Management Guidelines
MAS Notices on Cyber Hygiene & Outsourcing
EU DORA (Regulation 2022/2554)
HKMA TM-G-1 & BNM RMiT
SBV Circular 09/2020/TT-NHNN (Vietnam)
Financial Services Supervision
Vietnam: Decree 13/2023/ND-CP (PDP)
Vietnam: Cybersecurity Law & Decree 53/2022/ND-CP
Singapore PDPA & Cybersecurity Act
Thailand PDPA & Indonesia PDP Law
Custom frameworks (group policies, contracts)
NORA Compliance supports readiness, evidence management, and internal assessment. Certificates of conformity are issued solely by accredited certification bodies, and SOC 2 opinions solely by independent licensed CPA firms.
Plugs Into What You Already Run
NORA Compliance reads the systems where the evidence already lives.
Enteprise
Cloud
DevOps
Collaboration
Identity & Extensibility
Designed Around Challenges.
Built for Impact
Explore how SmartDev turns complex business challenges into scalable AI, engineering, and technology solutions.
Cutting KYC review time without adding headcount
8 Month | Insurance — KYC & Compliance
Challenge
KYC accuracy relied on senior administrators — inconsistent under volume, and couldn't scale past their capacity.
KYC accuracy relied on senior administrators — inconsistent under volume, and couldn't scale past their capacity.
Solution
An LLM-powered pipeline parses documents, validates against compliance rules, and flags risk automatically.
An LLM-powered pipeline parses documents, validates against compliance rules, and flags risk automatically.
Result
• 50% faster risk assessment and recommendations
• 75% less manual compliance documentation
• 35% higher advisor engagement
• 50% faster risk assessment and recommendations
• 75% less manual compliance documentation
• 35% higher advisor engagement
Awards & Recognition
Our achievements are celebrated by
renowned organizations worldwide.
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Before you talk to us
Isn’t this just another document repository?
No. Shared storage holds files; it doesn’t reason about them. NORA Compliance applies a codified body of compliance reasoning — testing the real process against the approved rule, corroborating evidence, and surfacing deficiencies a keyword search would never catch.
Can NORA certify us, or issue a SOC 2 report?
No — and be cautious of any tool that implies it can. Certificates of conformity are issued solely by accredited certification bodies, and SOC 2 opinions solely by independent licensed CPA firms. NORA Compliance gets the process itself into continuous, evidenced conformance, and supports the engagement — it doesn’t replace it.
Is our data used to train AI models?
Never. Documents and system logs are encrypted in transit and at rest, held in segregated environments with configurable data residency, and never used to train public models. Every access is logged to support your own audit-trail obligations.
How is this different from a generic compliance platform?
NORA Compliance isn’t a platform you adopt and run yourself — it’s a solution family delivered through NORA’s standard engagement model: qualify the workflow, design the operating model around your approved rules, deploy it inside your real systems, then keep it running and improving. The output looks similar to a compliance tool; how you get there, and who stays accountable for it, doesn’t.
Our framework isn’t in your list — what then?
It can be configured and mapped into the same control library, so existing evidence and accelerators carry over rather than starting from zero.
How does this relate to the rest of NORA?
NORA Compliance is one of three solution families — alongside Document Processing and Software Delivery — all sold through the same NORA engagement model. If your situation spans more than one, it’s still one accountable engagement, not three vendors.
